Attention: Beginning August 19, 2019, will be found at For up-to-date information on investment education and fraud prevention, please visit our new site and bookmark it.


Investor Resources


    Investor Alerts

   Brochures and Videos

   News Releases

   Speakers Bureau


           Sign up for News Releases and Investor Alerts!                    

 Grow Your Money Wisely

Click Here to Ask and Check BEFORE You Invest!

 Ask and Check Before

You Invest!

Take Aim at Investing:  The Four C's 

A knowledgeable investor is the best defense against investment fraud.  If you're investing outside of the government-sponsored investment options, don't hand over your money until you have completed the "Four C's": 

  • Consider your options, including suitability and risk.


  • Compare it to other investments.


  • Consult with an objective, third party on base, someone who is knowledgeable about finance.


  • Call or email the Securities Division's Investigator on Duty to verify license status of the investment salesperson, product and company.


Read more about the basics of saving and investing  Contact the Securities Division to ask and check before you invest:


 TEL:         602-542-0662 or toll free in Arizona,

                    1-866-VERIFY-9 (837-4399)