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Raising Capital in Arizona

Unless an exemption from registration applies, you must register securities before you even offer them to anyone. “Offer” is a broad concept.  Essentially, you are making an offer any time you are providing someone with information in order to generate an interest in buying. You may not intend to make a sale at the time, but by providing the information, you may be making an offer.
 
Certain types of securities and certain types of securities transactions are exempt from registration requirements. These exemptions typically are based on the quality of the issuer or other types of factors that offer protection to the investors so that the protection afforded through the registration process is not necessary.
 
For a discussion of the exemptions most commonly relied upon to raise capital in Arizona, see Raising Capital.  Obtain further information on the Arizona Intrastate Crowdfunding Exemption here.