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Investor Checklists 

Investor Bill of Rights
Know your rights as an investor before handing over any money.
Recognize the warning signs of a potential investment scam with this important checklist.

16 Questions That Can Turn Off a Swindle
Learn the questions to ask and reduce the possibility of falling prey to investment fraud.

The information provided on this website is not comprehensive, is not offered as legal or investment advice, and is not a substitute for competent, license legal or financial counsel.  The Securities Division provides this information to give you an overview of the topics discussed.   You should not rely on the accuracy of this information, but should carefully review all applicable statutes and regulations with the assistance of legal counsel or licensed investment professionals.


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