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News Release Directory

                          Current News Releases        Archived News Releases

Commission Finds Million-Dollar Fraud in Investment Program Funding Chandler Snack and Beverage Company

May 9, 2017

Commission Orders CFO, Insurance Producer and Unlicensed Investment Adviser to Pay Restitution and Penalities

May 3, 2017
Investor Alert:  Commission Warns Investors about Third-Party Asset Recovery Companies

April 7, 2017

Commission Revokes Licenses, Sanctions Multiple Individuals for Violations that Cost Investors More than $1.5 Million 

March 14, 2017

Commission Revokes Securities Salesman Registration and Investment Adviser Representative License of California Man

February 7, 2017 
Commission Sanctions Former Securities Salesman for Unregistered Sales in Investment Program Funding Real Estate Loans